Jerome F. Galvin
Professional summary
Jerome Francis Galvin III, who also goes by Jerome F Galvin III, Jerome Francis (iii) Galvin, Jerry Galvin III, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Jerome is registered as a RR (Registered Representative) and started their career in finance in 1982. Jerome has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jerome Francis Galvin III's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2006 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901December 11, 2004 - February 17, 2006
METLIFE INVESTORS DISTRIBUTION COMPANY
September 15, 2004 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
July 1, 2003 - September 24, 2004
WELLS FARGO CLEARING SERVICES, LLC
August 27, 1998 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
January 2, 1998 - July 15, 1998
CADARET, GRANT & CO., INC.
April 9, 1997 - January 2, 1998
PINEBRIDGE SECURITIES LLC
May 7, 1992 - March 6, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 21, 1982 - February 6, 1992
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2006)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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