Barry C. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Craig Evans was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1982. Barry had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2018 - December 31, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
November 10, 1999 - December 19, 2018
EVANS FINANCIAL GROUP, INC.
July 1, 1998 - December 31, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 23, 1990 - July 1, 1998
OPPENHEIMER & CO. INC.
January 4, 1989 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
January 2, 1988 - June 15, 1988
MML INVESTORS SERVICES, LLC
July 6, 1982 - December 31, 1988
MUTUAL SERVICE CORPORATION
June 10, 1982 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
March 2, 1982 - July 7, 1982
VESTAX SECURITIES CORPORATION
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/4/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
