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William Earle Hill

CRD# 1033111·Registered 1982 - 2012
Barred: William Earle Hill was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

William Earle Hill was a registered financial advisor. William was a previously registered financial advisor and started their career in finance 1982 - 2012. William had worked at 2 firms and has passed the Series 65, Series 63, Series 5 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

IAA FINANCIAL LLC·CRD# 6578
BD
West Palm Beach, FL
September 19, 2012 - December 18, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Boca Raton, FL
May 9, 1983 - November 10, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Boca Raton, FL
March 2, 1982 - November 10, 2011

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Current Firm

IF
IAA FINANCIAL LLC

CBG FINANCIAL GROUP, INC. | IAA FINANCIAL LLC | CHEEVERS, HAND & ANGELINE, INC.

CRD#: 6578 / SEC#: 8-18463
BD
Terminated by SEC on 02/09/2015

Contact Information

Established

Florida since 10/21/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PECUNIA MANAGEMENT LLCPARENT COMPANY—
CARRENO, KEVIN ANDREWSECRETARY2047444
CUFF, SHERI MINGUSCHIEF OPERATING OFFICER, FIN-OP1477228
LOTVIN, NANCI BETHCCO/AML2320121
WEINBERGER, DAVID SPRESIDENT2676116

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1987About the Series 63 exam

Series 5 — Interest Rate Options Examination

Passed Mar 1982

Series 7 — General Securities Representative Examination

Passed Feb 1982About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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