William E. Hill
Professional summary
William Earle Hill was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William is a previously registered financial advisor and started their career in finance in 1982. Prior to being barred, William had worked at 2 firms, which includes IAA FINANCIAL LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2012 - December 18, 2012
IAA FINANCIAL LLC
May 9, 1983 - November 10, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 2, 1982 - November 10, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 3/30/1982
Interest Rate Options ExaminationCurrent Firm
IAA FINANCIAL LLC
CRD#: 6578 / SEC#: , 8-18463
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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