TG
Timothy J. Grzesiak
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CRD#: 1033023
TG
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy John Grzesiak, who also goes by Tim Grzesiak, Timothy J Grzesiak, Timothy John Grzesiak, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1982. Timothy had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Tim Grzesiak | Timothy J Grzesiak | Timothy John Grzesiak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: Address: 306 Water St, Mosinee, WI, 54455, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2017 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Retired field rep with Guardian Life-sales and service of fixed life insurance (2) Name of Business: Address: 306 Water St, Mosinee, WI, 54455, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Sales and service of life insurance (3) Rock House Financial, LLC; not investment related; Mosinee, WI; DBA/support company; Advisor; Started 03/2025; 0hrs/month; 0hrs/month during trading hours; Financial Advisor Tim Grzesiak & Co, investment related; Pewaukee, WI; Guardian Life Insurance; Agent; Started 01/2017; <20hrs/month; 0hrs/month during trading hours; service life insurance (3) Name of Business: Address: 145782 River Bluff Road, Mosinee, WI, 54455, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Sales and Service of term and index universal lfie insurance (4) Name of Business: Airo Properties LLC Address: Rocky Ridge Road, Mosinee, WI, 54455, United States Activity Type: Agriculture/Farming Position/Title: Other Investment Related: No Start Date: 08/01/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage the croping of soy beans, corn , oats and alfalfa (5) Name of Business: Beans Greens and Screens LLC Address: 145782 River Bluff Road, Mosinee, WI, 54455, United States Activity Type: Agriculture/Farming Position/Title: Other, Partner Investment Related: No Start Date: 01/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sales of wild life food plot seeds (6) Name of Business: Grzesiak Ent LLC Address: Rocky Ridge Road, Mosinee, WI, 54455, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor, Partner Investment Related: No Start Date: 01/01/1980 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Member- pay taxes and reports for annual tax return (7) Name of Business: Grzesiak Properties LLC Address: 306 Water Street, Mosinee, WI, 54455, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2001 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage Office Building (8) Name of Business: Life Specialist, Inc Address: 145782 River Bluff Road, Mosinee, WI, 54455, United States Activity Type: Business Owner Position/Title: Officer - Treasurer, Officer - President Investment Related: Yes Start Date: 12/01/2002 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: sales and service of fixed annuity, life, disability and health insurance (9)Name of Business: Rock House Financial Address: 306 Water St, Mosinee, WI 54455 Support Company - Non-Owner Position/Title: Other Investment Related: No Start Date: 4/2025 HPM:81+ HPM trade hours: 41+ Duties: Non Owner Founder assisting clients in financial management
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
April 7, 2025 - August 15, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Mosinee, WI
Past
April 7, 2025 - August 15, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Mosinee, WI
Past
January 2, 2018 - April 7, 2025
HARBOUR INVESTMENTS, INC.
RIA
CRD#: 19258
Mosinee, WI
Past
January 2, 2018 - April 7, 2025
HARBOUR INVESTMENTS, INC.
BD
CRD#: 19258
Mosinee, WI
Past
August 18, 2004 - January 3, 2018
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
MOSINEE, WI
Past
February 21, 2003 - January 3, 2018
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
MOSINEE, WI
Past
October 2, 1997 - February 18, 2003
HARBOUR INVESTMENTS, INC.
BD
CRD#: 19258
MADISON, WI
Past
February 8, 1995 - April 21, 1997
CRI SECURITIES, LLC
BD
CRD#: 22589
ST. PAUL, MN
Past
January 26, 1994 - October 27, 1997
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
June 20, 1989 - January 25, 1994
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
March 11, 1986 - July 13, 1989
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Past
May 10, 1982 - March 10, 1986
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 2682
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES
CRD#: 149018 / SEC#: 801-69815
RIA
Registered Investment Advisory firm - (12/23/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES
CRD#: 149018 / SEC#: 801-69815
RIA
Registered Investment Advisory firm - (12/23/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
880 Carillon Parkway, Saint Petersburg, FL 33716
Mailing Address
Phone number
(727) 567-3020
Established
Firm type
Fiscal year end
# of Employees
6,727
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
