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MA

Mary Jae Abbitt

CRD# 1032955·Registered 1982 - 2012
Previously Registered: Being a previously registered professional could mean that Mary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mary Jae Abbitt, who also goes by Mary Jae A Sushka, Mary Jae Abbitt Sushka, was a registered financial advisor. Mary was a previously registered financial professional and started their career in finance 1982 - 2012. Mary had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 53, Series 24, Series 8 and Series 14 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mary Jae A Sushka, Mary Jae Abbitt Sushka

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

NORTH ATLANTIC SECURITIES, L.L.C.·CRD# 123435
BD
Cedar Park, TX
March 28, 2003 - December 26, 2012
RICHARD BROTHERS SECURITIES·CRD# 105285
BD
South Portland, ME
April 30, 2001 - October 3, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
May 25, 1999 - June 25, 2001
ANDERSON & STRUDWICK, INCORPORATED·CRD# 48
BD
Richmond, VA
November 16, 1992 - April 28, 1999
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
October 7, 1982 - April 6, 1984
MUTUAL FUNDS INVESTMENT COMPANY·CRD# 2861
BD
March 25, 1982 - October 5, 1982

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Current Firm

NA
NORTH ATLANTIC SECURITIES, L.L.C.

NORTH ATLANTIC SECURITIES, L.L.C.

CRD#: 123435 / SEC#: 8-65586
BD
Terminated by SEC on 01/22/2013

Contact Information

Established

Maine since 08/27/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DELLOLIO, MICHAEL JOHNCEO - PRESIDENT & CHIEF COMPLIANCE OFFICER2403455
KISELEV, ALEKSEISALES MARKETING/PRIVATE PLACEMENTS4592981
ABBITT, MARY JAEMUNICIPALS1032955
GOODIN, DIANE MARIEFINANCIAL AND OPERATIONS PRINCIPAL3117840

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1983About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 1982About the Series 6 exam

Series 53 — Municipal Securities Principal Examination

Passed Jan 1995About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Mar 1993About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Feb 1993

Series 14 — Compliance Officer Examination

Passed Jan 1993About the Series 14 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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