H. Steven Shrier
Professional summary
H. Steven Shrier, who also goes by Harold Steven Shrier, Steven Harold Shrier, is a registered financial advisor currently at SHRIER WEALTH MANAGEMENT, LLC located in Los Angeles, California.
H. Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. H. Steven has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view H. Steven Shrier's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2025 - Present
SHRIER WEALTH MANAGEMENT, LLC
Office #1: 1925 Century Park East Suite 2020, Los Angeles, CA 90067April 7, 1998 - January 28, 2025
LPL FINANCIAL LLC
March 27, 1998 - January 28, 2025
LPL FINANCIAL LLC
March 7, 1982 - April 6, 1998
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
SHRIER WEALTH MANAGEMENT, LLC
CRD#: 332673 / SEC#: 801-131769
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/7/2025)
(1/7/2025)
Exams
Series 15
Date: 6/5/1984
Foreign Currency Options ExaminationCurrent Firm
SHRIER WEALTH MANAGEMENT, LLC
CRD#: 332673 / SEC#: 801-131769
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 364 |
| AUM (Assets Under Management) | $ 323,237,773 |
Red Flags
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Company Information
SHRIER WEALTH MANAGEMENT, LLC
CRD#: 332673Los Angeles, CA 90067TRUST BUT VERIFY
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