Peter M. Garofolo
Professional summary
Peter Mario Garofolo, who also goes by Peter Mario Garofold, is a registered financial professional currently at FIRST BROKERS SECURITIES LLC located in Jersey City, New Jersey.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1983. Peter has worked at 4 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Mario Garofolo's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 1991 - Present
FIRST BROKERS SECURITIES LLC
Office #1: Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311Office #2: Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311May 29, 1990 - December 3, 1990
JJC SECURITIES CO., INC.
May 25, 1983 - May 29, 1990
JSC SECURITIES, INC.
May 25, 1983 - January 29, 1991
W.A. CAPITAL MARKETS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/27/2003)
(3/7/1991)
Exams
FINRA
Nasdaq Stock Market
Current Firm
FIRST BROKERS SECURITIES LLC
CRD#: 27369 / SEC#: , 8-43035
Contact information
FINRA licenses (7 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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