Alana J. Zion Buchalla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alana J Zion Buchalla, who also goes by Alana J Buchalla, Alana J Zion, Alana Jo Zion, Alana J Zion-buchalla, was a registered financial professional .
Alana is a previously registered financial professional and started their career in finance in 1982. Alana had worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2012 - January 18, 2016
CLARY INVESTMENT AND INSURANCE PLANNING CORP.
July 7, 2009 - December 15, 2010
AVANTAX INVESTMENT SERVICES, INC.
January 27, 2003 - May 20, 2008
HIMCO DISTRIBUTION SERVICES COMPANY
March 27, 1997 - January 12, 1998
UAM FUND DISTRIBUTORS, INC.
February 9, 1989 - October 2, 1996
BNY MELLON SECURITIES CORPORATION
January 19, 1987 - September 24, 1987
NEUBERGER BERMAN MANAGEMENT LLC
April 12, 1982 - February 12, 1987
FIDELITY DISTRIBUTORS CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
CLARY INVESTMENT AND INSURANCE PLANNING CORP.
CRD#: 38654 / SEC#: , 8-48346
Contact information
Documents
Red Flags
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