JM
John S. Maresh
LASALLE INVESTMENT ADVISORS
PEWAUKEE, WI 53072
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CRD#: 1032577
JM
Professional summary
John Stephen Maresh is a registered financial advisor currently at LASALLE INVESTMENT ADVISORS, INC. located in Pewaukee, Wisconsin and SUPERIOR FINANCIAL SERVICES,INC. located in Pewaukee, Wisconsin.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. John has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
?the name of the other business; LASALLE INVESTMENTS (SEE EMPLOYMENT HISTORY) ?the name of the other business; SUPERIOR FINANCIAL SERVICES ?whether the business is investment-related Yes ?the address of the other business; N168W21931 Main Street Jackson, WI 53037 ?the nature of the other business; Servicing Clients, Securities Sales ?your position; Financial Advisor/ Registered Representative ?title, or relationship with the other business; Brokerage Services ?the start date of your relationship; 7/6/2021 ?the approximate number of hours/month you devote to the other business; 10 Hours / Week ?the number of hours you devote to the other business during securities trading hours; 10 Hours / Week ?and briefly describe your duties relating to the other business; Managed Clients' Portfolios and help them reach their Financial Goals ?the name of the other business; LIFE BROKERAGE PLUS ?whether the business is investment-related Yes ?the address of the other business; W351 N5316 Road C Oconomowoc, WI 53037 ?the nature of the other business; Servicing Clients, Insurance Sales ?your position; Financial Advisor/ Insurance Agent ?title, or relationship with the other business; Brokerage Services ?the start date of your relationship; 6/15/2002 ?the approximate number of hours/month you devote to the other business; 5 Hours / Week ?the number of hours you devote to the other business during securities trading hours; 5 Hours / Week ?and briefly describe your duties relating to the other business; Write Life Insurance or Disability Insurance or Long Term Care policies
CRS (Client Relationship Summary) - RIA
Click below to view John Stephen Maresh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 1999 - Present
LASALLE INVESTMENT ADVISORS, INC.
Office #1: 1620 Silvernail Road, Pewaukee, WI 53072RIA
CRD#: 109303
PEWAUKEE, WI
Current
July 11, 2017 - Present
SUPERIOR FINANCIAL SERVICES,INC.
Office #1: 1133 Quail Court Suite 100, Pewaukee, WI 53072BD
CRD#: 104165
Pewaukee, WI
Past
January 29, 2008 - July 10, 2017
FREEDOM INVESTORS CORP.
BD
CRD#: 23714
PEWAUKEE, WI
Past
March 31, 2003 - February 4, 2008
EZ STOCKS, INC.
BD
CRD#: 103866
BROOKFIELD, WI
Past
December 7, 2000 - November 15, 2002
WELLINGTON INVESTMENT SERVICES CORP.
BD
CRD#: 23018
BROOKFIELD, WI
Past
February 10, 1988 - March 2, 1993
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
Past
August 3, 1984 - January 23, 1988
ECONOMIC RESOURCES, INC.
BD
CRD#: 14524
Past
June 8, 1982 - August 22, 1984
CABRERA CAPITAL MARKETS, LLC
BD
CRD#: 10081
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(3/28/2019)
RR
Illinois(8/25/2017)
IAR
Wisconsin(1/8/1999)
RR
Wisconsin(7/11/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LI
LASALLE INVESTMENT ADVISORS, INC.
LASALLE INVESTMENT & BUSINESS MANAGEMENT SERVICES INC | LASALLE INVESTMENT ADVISORS, INC. | LASALLE INVESTMENT ADVISORS
CRD#: 109303 / SEC#: 801-132648
Wisconsin
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Contact information
Main Address
1133 Quail Court Suite 100, Pewaukee, WI 53072
Mailing Address
Phone number
(262) 650-1099
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 227 |
| AUM (Assets Under Management) | $ 119,132,694 |
Red Flags
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Company Information
LASALLE INVESTMENT ADVISORS, INC.
CRD#: 109303Pewaukee, WI 53072TRUST BUT VERIFY
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