John A. Lundin

KCM INVESTMENT ADVISORS

Greenbrae, CA 94904

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CRD#: 1032286

Professional summary

John Arthur Lundin is a registered financial advisor currently at KCM INVESTMENT ADVISORS located in Greenbrae, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. John has worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Arthur Lundin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2017 - Present

KCM INVESTMENT ADVISORS

Office #1: 300 Drakes Landing Road Suite 210, Greenbrae, CA 94904

RIA

CRD#: 109629

Greenbrae, CA

Past

March 12, 1982 - May 3, 2000

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KCM INVESTMENT ADVISORS

KCM INVESTMENT ADVISORS | KELLETT JAY AUBREY | KCM INVESTMENT ADVISORS, LLC

CRD#: 109629 / SEC#: 801-55395

RIA

Registered Investment Advisory firm - (5/8/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/18/2017)

IAR

Texas
(3/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/19/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/27/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/25/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KCM INVESTMENT ADVISORS

KCM INVESTMENT ADVISORS | KELLETT JAY AUBREY | KCM INVESTMENT ADVISORS, LLC

CRD#: 109629 / SEC#: 801-55395

RIA

Registered Investment Advisory firm - (5/8/1998 Approved)

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Contact information

Main Address

300 Drakes Landing Road Suite 210, Greenbrae, CA 94904

Mailing Address

Phone number

(415) 461-7788

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KCM FORM ADV PART 2A_FINAL (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3,579
AUM (Assets Under Management)	$ 5,851,809,754

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/05/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John A. Lundin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Arthur Lundin's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEAM INVESTOR SERVICES, INC.

Primary Firm SEC Registration

KCM INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/18/2017

Series 63

Date: 4/19/1982

Series 7

Date: 5/27/1997

Series 6

Date: 2/25/1982

Current Firm

KCM INVESTMENT ADVISORS

Contact information

SEC notice filing (31 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KCM INVESTMENT ADVISORS

TRUST BUT VERIFY

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