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RP

Richard W. Perry

ENTORO SECURITIES
HOUSTON, TX 77024
Some features on this profile are disabled
CRD#: 1031961
RP

Professional summary

Richard W Perry, who also goes by Richard W Perry, Richard W. Perry, Rick Wayne Perry, is a registered financial professional currently at ENTORO SECURITIES, LLC located in Houston, Texas.

Richard is registered as a RR (Registered Representative) and started their career in finance in 1983. Richard has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Richard W Perry | Richard W. Perry | Rick Wayne Perry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard W Perry's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 6, 2023 - Present

ENTORO SECURITIES, LLC

Office #1: 7941 Katy Freeway Suite 516, Houston, TX 77024
BD
CRD#: 35192
HOUSTON, TX
Past

October 21, 2020 - November 20, 2022

ENTORO SECURITIES, LLC

BD
CRD#: 35192
HOUSTON, TX
Past

June 14, 2017 - August 20, 2019

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC

BD
CRD#: 135131
ENGLEWOOD, NJ
Past

March 27, 2015 - June 21, 2016

GENESIS CAPITAL, LLC

BD
CRD#: 128801
ATLANTA, GA
Past

July 12, 2013 - November 25, 2014

AVONDALE PARTNERS, LLC

BD
CRD#: 46838
NASHVILLE, TN
Past

May 30, 2012 - March 26, 2014

&PARTNERS

BD
CRD#: 3767
NASHVILLE, TN
Past

May 20, 2010 - June 15, 2010

VCAP SECURITIES, LLC

BD
CRD#: 124515
NEW YORK, NY
Past

May 22, 1987 - December 13, 2007

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

September 26, 1983 - April 21, 1987

L. F. ROTHSCHILD & CO. INCORPORATED

BD
CRD#: 501
Past

March 22, 1983 - September 23, 1983

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
Past

March 22, 1983 - October 15, 1983

TRUIST SECURITIES, INC.

BD
CRD#: 6271

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Tennessee
(4/6/2023)
RR
Texas
(4/6/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 1/24/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/19/1983
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

ES
ENTORO SECURITIES, LLC
CLEARINGHOUSE SECURITIES LLC | THE PETROLEUM CLEARINGHOUSE, INC. | THE OIL & GAS ASSET CLEARINGHOUSE, INC. | THE OIL & GAS ASSET CLEARINGHOUSE II, LLC | THE OGA CLEARINGHOUSE, INC. | ENTORO SECURITIES, LLC

CRD#: 35192 / SEC#: , 8-46630

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
7941 Katy Freeway Suite 516, Houston, TX 77024
Mailing Address
7941 Katy Freeway Suite 516, Houston, TX 77024
Phone number
(713) 823-2900
Established
Delaware since 05/28/2008
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ENTORO CAPITAL LLC (WY)SOLE MEMBER
COPSON, MEIHUIREGISTERED PRINCIPAL7187064
COPSON, MEIHUIAML COMPLIANCE PRINCIPAL7187064
GOODIN, DIANE MARIEFINOP3117840
ROW, CATALINA ELIZABETHREGISTERED PRINCIPAL7631359
ROW, JAMES CAVEDODESIGNATED PRINCIPAL, CHIEF COMPLIANCE OFFICER1751837

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ENTORO SECURITIES, LLC

CRD#: 35192Houston, TX 77024

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