Jeffrey S. Holladay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Stephen Holladay was a registered financial advisor .
Jeffrey is a previously registered financial advisor and started their career in finance in 1982. Jeffrey had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 14, Series 12, Series 53, Series 24, Series 27 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2015 - February 12, 2016
NEWPORT COAST SECURITIES, INC.
July 15, 2011 - April 2, 2015
INTL ADVISORY CONSULTANTS INC.
June 8, 2011 - April 2, 2015
STONEX SECURITIES INC.
February 25, 2009 - June 13, 2011
FIRST ALLIED SECURITIES, INC.
December 9, 2008 - June 13, 2011
FIRST ALLIED SECURITIES, INC.
February 20, 1997 - December 9, 2008
FIRST MONTAUK SECURITIES CORP.
June 27, 1995 - February 26, 1997
TOLUCA PACIFIC SECURITIES CORP.
March 27, 1995 - June 20, 1995
H.J. MEYERS & CO., INC.
March 24, 1992 - July 12, 1995
MEYERS SECURITIES CORPORATION
January 24, 1991 - February 24, 1992
WEDBUSH SECURITIES INC.
September 6, 1983 - August 17, 1990
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
March 25, 1982 - August 2, 1983
ROTAN MOSLE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 12
Date: 7/8/1992
NYSE Branch Manager ExaminationCurrent Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
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