Wendell V. Graham
Professional summary
Wendell Vilas Graham is a registered financial professional currently at WASHINGTON SECURITIES CORPORATION located in Chevy Chase, Maryland.
Wendell is registered as a RR (Registered Representative) and started their career in finance in 1982. Wendell has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wendell Vilas Graham's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2010 - Present
WASHINGTON SECURITIES CORPORATION
Office #1: 6935 Wisconsin Ave No. 510, Chevy Chase, MD 20815-6113April 16, 1999 - February 4, 2010
CAPITOL SECURITIES MANAGEMENT, INC.
February 6, 1991 - April 16, 1999
WASHINGTON INVESTMENT CORPORATION
February 9, 1988 - February 13, 1991
JANNEY MONTGOMERY SCOTT LLC
March 1, 1982 - February 24, 1988
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/14/2016)
(2/18/2010)
(8/23/2017)
(2/18/2010)
(1/25/2010)
(1/17/2020)
(1/25/2010)
(1/25/2010)
(3/30/2015)
(9/24/2019)
(1/12/2015)
(10/16/2017)
(1/25/2010)
(2/13/2020)
Exams
FINRA
Current Firm
WASHINGTON SECURITIES CORPORATION
CRD#: 46213 / SEC#: , 8-51359
Contact information
FINRA licenses (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 6,975,967 |
Red Flags
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