Philip A. Goldstein
Professional summary
Philip Alan Goldstein, who also goes by Phil Goldstein, Philip A Goldstein, is a registered financial advisor currently at 1ST FINANCIAL INVESTMENT, INC. located in Clark's Summit, Pennsylvania.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Philip has worked at 11 firms and has passed the Series 65, Series 63, Series 15, Series 5, Series 7 and Series 24 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Philip Alan Goldstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2016 - Present
1ST FINANCIAL INVESTMENT, INC.
Office #1: 116 North State Street 1st Floor, Clark's Summit, PA 18411-1056April 14, 2016 - August 11, 2025
VERE GLOBAL WEALTH MANAGEMENT
June 6, 2011 - February 14, 2014
KALOS CAPITAL, INC.
June 3, 2011 - February 14, 2014
KALOS MANAGEMENT
March 17, 2011 - July 7, 2011
WFG INVESTMENTS, INC.
March 7, 2011 - July 7, 2011
WFG ADVISORS, LP
October 8, 2004 - March 8, 2011
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
October 6, 2004 - March 8, 2011
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
February 25, 2002 - September 29, 2004
MIDSOUTH CAPITAL, INC.
April 21, 1995 - February 22, 2002
FIRST MONTAUK SECURITIES CORP.
July 24, 1993 - April 24, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 1, 1982 - July 15, 1993
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/6/2016)
Exams
Series 15
Date: 3/7/1983
Foreign Currency Options ExaminationSeries 5
Date: 5/5/1982
Interest Rate Options ExaminationCurrent Firm
1ST FINANCIAL INVESTMENT, INC.
CRD#: 283072 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 782,150 |
Red Flags
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