Eric B. Arnold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Bruce Arnold was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1982. Eric had worked at 6 firms and has passed the Series 63, SIE, Series 6, Series 22 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2010 - February 2, 2016
FENWICK SECURITIES, INC.
September 30, 1998 - December 15, 2016
FENWICK SECURITIES, INC.
February 9, 1988 - July 6, 1998
DFS SECURITIES, INC.
March 27, 1985 - March 15, 1988
PRIMUS FINANCIAL SERVICES, INC.
December 12, 1984 - April 18, 1985
U.S. MUTUAL SECURITIES CORP.
July 23, 1983 - March 26, 1985
CALDER SECURITIES, INC.
March 30, 1982 - April 26, 1983
MUTUAL SERVICE CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
FENWICK SECURITIES, INC.
CRD#: 45353 / SEC#: , 8-51023
Contact information
Red Flags
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