William H. Frazier
Professional summary
William Henry Frazier is a registered financial professional currently at AMERICAN VETERANS GROUP, PBC located in Melville, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1981. William has worked at 3 firms and has passed the Series 63, Series 57TO, Series 52TO, SIE, Series 55, Series 1, Series 14, Series 8, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Henry Frazier's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2018 - Present
AMERICAN VETERANS GROUP, PBC
Office #1: 324 S. Service Road Suite 107, Melville, NY 11747Office #2: 324 S. Service Road Suite 107, Melville, NY 11747August 31, 1999 - January 31, 2018
GATES CAPITAL CORPORATION
April 12, 1981 - October 22, 1998
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 6/18/2010
Limited Representative-Equity Trader ExamSeries 1
Date: 6/19/1972
Registered Representative ExaminationSeries 8
Date: 6/17/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
AMERICAN VETERANS GROUP, PBC
CRD#: 291933 / SEC#: , 8-70063
Contact information
FINRA licenses (13 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
