Donald D. Petersen
Professional summary
Donald Dean Petersen, CFP®, who also goes by Donald Dean Keller, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Price, Utah and CETERA WEALTH SERVICES, LLC located in Los Angeles, California.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Donald has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Donald Dean Petersen's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1987
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 3600 Wilshire Blvd Suite 1914, Los Angeles, CA 90010August 12, 1983 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3600 Wilshire Blvd Suite 1914, Los Angeles, CA 90010April 3, 1999 - June 29, 2023
CETERA WEALTH SERVICES, LLC
June 28, 1982 - August 22, 1983
SOUTHMARK FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/22/2008)
(3/24/1984)
(6/29/2023)
(1/4/2023)
(1/12/2017)
(1/4/2023)
(1/10/2023)
(1/4/2006)
(1/2/2018)
(1/12/2017)
(3/3/2015)
(6/29/2023)
(1/4/2006)
(6/29/2023)
(1/18/2017)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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