Bruce D. Klinger
Professional summary
Bruce David Klinger is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Sylvania, Ohio.
Bruce is registered as a RR (Registered Representative) and started their career in finance in 1982. Bruce has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bruce David Klinger's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2020 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 5520 Monroe Street Suite B, Sylvania, OH 43560July 16, 2012 - February 20, 2020
MML INVESTORS SERVICES, LLC
May 16, 2012 - February 20, 2020
MML INVESTORS SERVICES, LLC
October 16, 2003 - April 3, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 7, 1986 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
April 6, 1982 - September 30, 1986
NATHAN & LEWIS SECURITIES, INC.
March 16, 1982 - April 3, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/19/2020)
(8/19/2020)
(8/20/2020)
Exams
Series 8
Date: 11/11/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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