TS
Travon Sexton
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Stuart, FL 34994
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CRD#: 1030735
TS
Professional summary
Travon Sexton is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Stuart, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Stuart, Florida.
Travon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Travon has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2014, ADVISORY REP OF AN RIA, INV REL, 40 HR/MO 28 HR/MO TRADING 2) SEXTON FINANCIAL GROUP, 900 SE FEDERAL HWY STE 313 STUART FL, 02/2014, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 4 HR/MO 4 HR/MO TRADING 3) UNIFIED ADVISORY SERVICES, LLC, 6927 SW TWIN OAKS CIRCLE STUART FL, 12/2016, OWNER, DBA, INV REL, 2 HR/MO 0 HR/MO TRADING 4) SEXTON FINANCIAL GROUP, 900 SE FEDERAL HWY STE 313 STUART FL, 05/2024, NIR, 10 HR/MO 10 HR/MO TRADING 5) STUART CONGREGATIONAL CHURCH, 3110 SE ASTER LANE STUART FL, 06/2024, COMMITTEE MEMBER, RELIGIOUS ORGANIZATION, NIR, 6 HR/MO 0 HR/MO TRADING 6) STUART CONGREGATIONAL CHURCH, 215 FEDERAL HWY SUITE 103 STUART FL, 08/2024, RADIO HOST, RELIGIOUS, NIR, 6 HR/MO 0 HR/MO TRADING 7) STUART CONGREGATIONAL CHURCH, 3110 SE Aster Lance, Stuart FL 34994, 09/2024, Committee Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Travon Sexton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 900 S Federal Highway, Suite 313, Stuart, FL 34994RIA
CRD#: 134139
Stuart, FL
Current
September 17, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 900 S Federal Highway, Suite 313, Stuart, FL 34994BD
CRD#: 39543
Stuart, FL
Past
October 5, 2010 - June 28, 2013
NEW ENGLAND SECURITIES
BD
CRD#: 615
BLOOMFIELD, CT
Past
May 7, 2009 - May 4, 2010
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
SIMSBURY, CT
Past
December 5, 2008 - May 13, 2009
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
ROCKY HILL, CT
Past
December 2, 2008 - May 13, 2009
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
ROCKY HILL, CT
Past
January 1, 2000 - June 1, 2007
OSAIC FA, INC.
RIA
CRD#: 3978
ATLANTA, GA
Past
December 3, 1993 - June 8, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
ATLANTA, GA
Past
December 3, 1993 - June 1, 2007
OSAIC FA, INC.
BD
CRD#: 3978
ATLANTA, GA
Past
January 8, 1987 - December 8, 1993
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
Past
July 2, 1985 - December 23, 1986
VP DISTRIBUTORS LLC
BD
CRD#: 3036
Past
March 30, 1982 - June 12, 1985
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/27/2015)
RR
Connecticut(9/17/2013)
RR
Florida(3/10/2014)
IAR
Florida(1/6/2016)
RR
Georgia(2/26/2014)
RR
Maryland(1/27/2023)
RR
Michigan(1/4/2016)
RR
Missouri(7/26/2016)
RR
Ohio(10/9/2014)
RR
Oregon(10/11/2023)
RR
Pennsylvania(11/18/2015)
RR
Virginia(11/18/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Stuart, FL 34994TRUST BUT VERIFY
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Contact information
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