Blair M. Hotz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Blair Marshall Hotz was a registered financial professional .
Blair is a previously registered financial professional and started their career in finance in 1982. Blair had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 1997 - December 31, 2019
FB EQUITY SALES CORPORATION OF MICHIGAN
February 9, 1994 - April 21, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 9, 1994 - April 21, 1997
OSAIC FA, INC.
March 5, 1991 - April 8, 1991
IDS LIFE INSURANCE COMPANY
March 5, 1991 - April 8, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
August 14, 1987 - October 4, 1989
GLOBALVEST SECURITIES, (USA), INC
February 21, 1986 - August 4, 1987
BMMG CAPITAL CORP.
March 2, 1982 - February 20, 1986
RONEY & CO. L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FB EQUITY SALES CORPORATION OF MICHIGAN
CRD#: 39337 / SEC#: , 8-48645
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MICHIGAN FARM BUREAU FINANCIAL CORPORATION | OWNER | |
| BAKER, DAVID D | PRESIDENT | 1226090 |
| BEDNARSKI, CARL JOSEPH | CHAIRMAN OF THE BOARD | 6469516 |
| HOTZ, BLAIR MARSHALL | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 1030617 |
| KOK, ANDREW JAMES MR. | GENERAL COUNSEL | 6062463 |
| O'SHEA, DANIEL JAMES | TREASURER AND FINANCIAL & OPERATION PRINCIPAL | 6145212 |
| SIMON, DONALD EUGENE | VICE CHAIRMAN & SECRETARY | 6980206 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
