Michael J. Chatwin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Cecil Chatwin was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2007 - May 4, 2012
SCIUS SECURITIES LLC
October 31, 2006 - April 11, 2007
EMERALD POINT CAPITAL, LLC
February 23, 2004 - July 31, 2006
SAPENO INC.
February 1, 2002 - June 13, 2002
DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.
January 12, 2001 - February 1, 2002
COMMERZ MARKETS LLC
November 1, 1996 - November 8, 2000
J.P. MORGAN SECURITIES INC.
February 21, 1995 - September 24, 1996
UBS SECURITIES LLC
March 1, 1989 - February 15, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 11, 1985 - February 1, 1989
KLEINWORT BENSON NORTH AMERICA INC.
March 26, 1982 - September 9, 1982
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Exams
Current Firm
SCIUS SECURITIES LLC
CRD#: 113223 / SEC#: , 8-53297
Contact information
Documents
Red Flags
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