Kathleen M. Donnelly

BLACKRIDGE ASSET MANAGEMENT

Tierra Verde, FL

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CRD#: 1030266

Professional summary

Kathleen M Donnelly, AIF®, CFP®, who also goes by Kathleen Mary Reardon, Kathy Reardon, Kathleen M Reardondonnelly, is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in Tierra Verde, Florida and PEAK BROKERAGE SERVICES, LLC located in Jupiter, Florida.

Kathleen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Kathleen has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 7, Series 22 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kathleen Mary Reardon | Kathy Reardon | Kathleen M Reardondonnelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Business Entity: Legacy Six Consulting; Business Activity: Insurance training for LA Chargers new recruits; Address: FL; Duties of Position: Owner; Title: Owner; Approx. # of hours per month spent on activity: 0; Approx. # of hours spent during trading hours: 0 2) Business Entity: Partners Group of Georgia; Business Activity: Insurance; Address: FL; Duties of position: Created to pay commissions; Title: Owner; Approx. # of hours per month spent on activity: 1; Approx. # of hours spent during trading hours: 1 3) Business Entity: The Financial Partners Group; Business Activity: Insurance; Address: Georgia; Duties of position: Life Insurance Broker; Title: Broker; Start Date: 01/2025; Approx. # of hours per month spent on activity: 20; Approx. # of hours spent during trading hours: 15

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen M Donnelly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

June 2, 2017 - Present

BLACKRIDGE ASSET MANAGEMENT, LLC

RIA

CRD#: 277085

Tierra Verde, FL

Current

May 18, 2017 - Present

PEAK BROKERAGE SERVICES, LLC

Office #1: 1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999

CRD#: 157045

Jupiter, FL

Past

September 3, 2014 - May 22, 2017

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

BRADENTON, FL

Past

September 2, 2014 - May 22, 2017

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

BRADENTON, FL

Past

November 2, 2011 - August 27, 2014

FINANCIAL TELESIS INC

RIA

CRD#: 31012

JOHNS CREEK, GA

Past

September 14, 2011 - August 27, 2014

FINANCIAL TELESIS INC

CRD#: 31012

JOHNS CREEK, GA

Past

November 11, 2010 - September 14, 2011

SIGNATOR INVESTORS, INC.

CRD#: 468

ALPHARETTA, GA

Past

March 25, 1998 - June 21, 2007

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

DULUTH, GA

Past

February 18, 1982 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

February 18, 1982 - June 21, 2007

SIGNATOR INVESTORS, INC.

CRD#: 468

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/18/2017)

Florida
(5/18/2017)

IAR

Florida
(6/2/2017)

Georgia
(5/18/2017)

Virginia
(5/18/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/30/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/8/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/15/2010

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 10/24/1995

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 3/4/1983

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/21/1996

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

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Contact information

Main Address

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477

Mailing Address

Phone number

(561) 641-5050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAM_ADV2A (FINAL 9.29.25) (9/29/2025)

Regulatory assets under management

Total Number of Accounts	826
AUM (Assets Under Management)	$ 196,842,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kathleen M. Donnelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen M Donnelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

BLACKRIDGE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/30/2012

Series 63

Date: 10/8/2010

SIE

Date: 10/1/2018

Series 6

Date: 9/15/2010

Series 7

Date: 10/24/1995

Series 22

Date: 3/4/1983

Series 24

Date: 3/21/1996

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKRIDGE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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