Donald J. Stgelais
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Joseph Stgelais, who also goes by Donald J St, Don Stgelais, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1982. Donald had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2017 - November 4, 2020
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
November 21, 2017 - November 4, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 28, 2005 - December 4, 2017
OSAIC FS, INC.
February 25, 1997 - December 4, 2017
OSAIC FS, INC.
December 14, 1995 - February 24, 1997
EQUITY SERVICES, INC.
April 1, 1982 - December 14, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 1, 1982 - December 14, 1995
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
