Francis C. Lawrance

SEACREST WEALTH MANAGEMENT

DARIEN, CT

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CRD#: 1029741

Professional summary

Francis Cooper Lawrance JR, who also goes by Francis Cooper Jr Lawrance, Frank Lawrance, is a registered financial advisor currently at SEACREST WEALTH MANAGEMENT, LLC located in Darien, Connecticut and PURSHE KAPLAN STERLING INVESTMENTS located in Purchase, New York.

Francis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Francis has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Francis Cooper Jr Lawrance | Frank Lawrance

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Seacrest Wealth Management; Investment Related; DARIEN, CT, 06820 RIA; Wealth Advisor; 09/20/2019; 160 hours a month, 8-10 trading hours; managing client portfolios. 2) PURSHE KAPLAN STERLING INVESTMENTS, LLC; YES; REGISTERED REPRESENTATIVE; DARIEN, CT, 06820; REGISTERED REPRESENTATIVE OF A BROKER-DEALER; 40 HRS/MONTH; 40 HRS/MONTH DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francis Cooper Lawrance JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2019 - Present

SEACREST WEALTH MANAGEMENT, LLC

RIA

CRD#: 147092

DARIEN, CT

Current

October 1, 2019 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 3000 Westchester Avenue Suite 206, Purchase, NY 10577

CRD#: 35747

Purchase, NY

Past

July 11, 2012 - September 25, 2019

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SOUTHPORT, CT

Past

July 9, 2012 - September 25, 2019

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

SOUTHPORT, CT

Past

January 1, 2008 - July 10, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WESTPORT, CT

Past

January 1, 2008 - July 10, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WESTPORT, CT

Past

August 25, 1999 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

SOUTHPORT, CT

Past

October 22, 1990 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

SOUTHPORT, CT

Past

November 18, 1982 - November 1, 1990

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

March 30, 1982 - November 17, 1982

CARREAU, SMITH, INC.

CRD#: 143

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEACREST WEALTH MANAGEMENT, LLC

CRD#: 147092 / SEC#: 801-69141

RIA

Registered Investment Advisory firm - (5/12/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/1/2019)

Colorado
(10/1/2019)

IAR

Connecticut
(9/20/2019)

Connecticut
(10/1/2019)

New Hampshire
(10/5/2023)

New York
(10/5/2023)

North Carolina
(10/1/2019)

Ohio
(10/1/2019)

Pennsylvania
(10/1/2019)

South Carolina
(10/11/2022)

Tennessee
(10/1/2019)

Texas
(10/1/2019)

Vermont
(10/1/2019)

Virginia
(10/1/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/19/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/12/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/20/1982

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SEACREST WEALTH MANAGEMENT, LLC

CRD#: 147092 / SEC#: 801-69141

RIA

Registered Investment Advisory firm - (5/12/2008 Approved)

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Contact information

Main Address

3000 Westchester Avenue Suite 206, Purchase, NY 10577

Mailing Address

Phone number

(914) 502-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEACREST WEALTH MANAGEMENT, LLC DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	3,945
AUM (Assets Under Management)	$ 1,561,182,425

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Francis C. Lawrance

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francis Cooper Lawrance JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

ADVEST, INC.

CARREAU, SMITH, INC.

Primary Firm SEC Registration

SEACREST WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/19/1999

Series 63

Date: 4/12/1984

SIE

Date: 10/1/2018

Series 7

Date: 3/20/1982

FINRA

Current Firm

SEACREST WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEACREST WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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