Mark J. Elliott
Professional summary
Mark James Elliott, CFP®, who also goes by Mark Elliott, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Jupiter, Florida and TRUIST INVESTMENT SERVICES, INC. located in Dayton, Montana.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Mark has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10, Series 9, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark James Elliott's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 150 S Us Highway 1 Fl 4, Jupiter, FL 33477April 15, 2016 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #2: 150 S Us Highway 1 Fl 4, Jupiter, FL 33477April 21, 2016 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
October 1, 2000 - April 20, 2016
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - April 20, 2016
WELLS FARGO CLEARING SERVICES, LLC
January 15, 1994 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
June 7, 1993 - January 1, 1994
NATIONSSECURITIES
March 18, 1993 - June 7, 1993
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 5, 1990 - March 6, 1991
FUNDMARK INVESTMENT COMPANY SERVICES, INC.
July 19, 1989 - March 19, 1993
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
March 3, 1989 - July 22, 1989
BARNETT INVESTMENTS, INC.
July 9, 1988 - April 15, 1989
BARNETT BOND SERVICE, INC.
January 31, 1987 - June 16, 1988
PAMCO SECURITIES AND INSURANCE SERVICES
February 27, 1985 - February 19, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 25, 1983 - January 7, 1985
E. F. HUTTON & COMPANY INC
January 28, 1982 - January 11, 1983
BLINDER, ROBINSON & CO., INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2024)
(4/15/2016)
(4/15/2016)
(4/15/2016)
(11/7/2019)
(4/15/2016)
(8/3/2022)
(4/15/2016)
(11/1/2016)
(4/15/2016)
(4/15/2016)
(4/15/2016)
(10/23/2025)
(4/15/2016)
(4/15/2016)
(1/2/2020)
(4/15/2016)
(4/15/2016)
(3/21/2025)
(4/3/2024)
(7/6/2022)
(4/15/2016)
(4/15/2016)
(4/25/2016)
(6/4/2019)
(4/15/2016)
(4/12/2017)
(2/11/2019)
(10/5/2018)
(1/17/2019)
(4/15/2016)
(3/13/2017)
(9/11/2024)
(6/25/2021)
(4/15/2016)
(4/15/2016)
(9/29/2020)
(10/6/2021)
(10/6/2021)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Jupiter, FL 33477TRUST BUT VERIFY
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