LB
Linda L. Borst
THE PINNACLE FINANCIAL GROUP
Melville, NY 11747
Some features on this profile are disabled
CRD#: 1028989
LB
Professional summary
Linda Louise Borst, who also goes by Linda L Borst, Linda Borst, Linda Louise Borsteckert, Linda Louise Eckert, is a registered financial advisor currently at THE PINNACLE FINANCIAL GROUP located in Melville, New York and LPL FINANCIAL LLC located in Melville, New York.
Linda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Linda has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Linda L Borst | Linda Borst | Linda Louise Borsteckert | Linda Louise Eckert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/10/2020 - The Pinnacle Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/09/2020 - 172 Hours Per Month/8 Hours During Securities Trading - Time Spent 50%.
2. 12/17/2020 - The Pinnacle Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/09/2020 - 172 Hours Per Month/8 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through The Pinnacle Financial Group, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 172 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Linda Louise Borst's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2021 - Present
THE PINNACLE FINANCIAL GROUP
Office #1: 555 Broadhollow Rd Suite 426, Melville, NY 11747RIA
CRD#: 164395
Melville, NY
Current
December 10, 2020 - Present
LPL FINANCIAL LLC
Office #1: 445 Broadhollow Rd Ste 112, Melville, NY 11747RIA
BD
CRD#: 6413
MELVILLE, NY
Past
November 16, 2012 - December 14, 2020
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MELVILLE, NY
Past
November 16, 2012 - December 14, 2020
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MELVILLE, NY
Past
August 23, 2012 - November 19, 2012
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
WOODCLIFF LAKE, NJ
Past
June 7, 2002 - November 29, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
WOODCLIFF LAKE, NJ
Past
September 18, 1998 - November 29, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
WOODCLIFF LAKE, NJ
Past
July 10, 1995 - October 13, 1998
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 10, 1995 - October 13, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
May 3, 1990 - October 2, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
February 16, 1988 - May 1, 1990
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
June 30, 1982 - March 11, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
BD
CRD#: 7323
Past
March 3, 1982 - June 9, 1982
OTC NET INCORPORATED
BD
CRD#: 7756
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
THE PINNACLE FINANCIAL GROUP
ARGILLO FINANCIAL GROUP | THE PINNACLE FINANCIAL GROUP | PROSPECT FINANCIAL SERVICES, LLC | PINNACLE WEALTH STRATEGIES GROUP | PINNACLE FINANCIAL CONSULTANTS | PENSION AND WEALTH CONSULTANTS | NSI GROUP | NORTH STAR WEALTH INVESTORS LLC | NORTH STAR WEALTH INVESTORS | NORTH FORK WEALTH MANAGEMENT | MELANDER WEALTH MANAGEMENT | MCKENNA FINANCIAL PLANNING | MARIO MOLINO AND ASSOCIATES | FLAGSHIP WEALTH MANAGEMENT GROUP | FIA FINANCIAL | COLEMAN INVESTMENT MANAGEMENT | ATLANTIC FINANCIAL GROUP
CRD#: 164395 / SEC#: 801-77304
RIA
Registered Investment Advisory firm - (11/9/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(7/31/2025)
RR
Florida(12/14/2020)
RR
Georgia(12/11/2020)
RR
Illinois(12/10/2020)
RR
Massachusetts(1/26/2021)
RR
Michigan(12/10/2020)
RR
Nevada(12/22/2020)
RR
New Jersey(12/10/2020)
RR
New York(12/10/2020)
IAR
New York(8/16/2021)
RR
North Carolina(12/22/2020)
RR
North Dakota(12/19/2022)
RR
Pennsylvania(7/8/2022)
RR
South Carolina(12/10/2020)
RR
Virginia(12/22/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TP
THE PINNACLE FINANCIAL GROUP
ARGILLO FINANCIAL GROUP | THE PINNACLE FINANCIAL GROUP | PROSPECT FINANCIAL SERVICES, LLC | PINNACLE WEALTH STRATEGIES GROUP | PINNACLE FINANCIAL CONSULTANTS | PENSION AND WEALTH CONSULTANTS | NSI GROUP | NORTH STAR WEALTH INVESTORS LLC | NORTH STAR WEALTH INVESTORS | NORTH FORK WEALTH MANAGEMENT | MELANDER WEALTH MANAGEMENT | MCKENNA FINANCIAL PLANNING | MARIO MOLINO AND ASSOCIATES | FLAGSHIP WEALTH MANAGEMENT GROUP | FIA FINANCIAL | COLEMAN INVESTMENT MANAGEMENT | ATLANTIC FINANCIAL GROUP
CRD#: 164395 / SEC#: 801-77304
RIA
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Contact information
Main Address
9 South Long Beach Road, Rockville Centre, NY 11570
Mailing Address
Phone number
(516) 763-9700
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,538 |
| AUM (Assets Under Management) | $ 1,184,198,113 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
