Phillip A. Gillis
Professional summary
Phillip Arthur Gillis, who also goes by Corky Gillis, P.a. Gillis, P.a. Corky Gillis, Philllip Arthur Gillis, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Phillip is registered as a RR (Registered Representative) and started their career in finance in 1982. Phillip has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Phillip Arthur Gillis's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901July 29, 2013 - July 11, 2019
UBS FINANCIAL SERVICES INC.
March 2, 2011 - December 31, 2012
VOYA FINANCIAL ADVISORS, INC.
July 16, 2003 - September 16, 2010
THE LEADERS GROUP, INC.
January 1, 1996 - July 14, 2003
LOCUST STREET SECURITIES, INC.
March 1, 1994 - January 1, 1996
OLD SLIP CAPITAL MANAGEMENT, INC.
February 1, 1989 - April 7, 1993
METROPOLITAN LIFE INSURANCE COMPANY
February 1, 1989 - April 7, 1993
MSI FINANCIAL SERVICES, INC.
January 27, 1982 - December 31, 1988
N.I.S. FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/22/2022)
(2/12/2025)
(7/9/2019)
(7/9/2019)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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