Marsha Lee
Professional summary
Marsha Lee is a registered financial advisor currently at MARSHA LEE & COMPANY,INC. located in Palm Desert, California and CETERA ADVISORS LLC located in Palm Desert, California.
Marsha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Marsha has worked at 8 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marsha Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 1994 - Present
MARSHA LEE & COMPANY,INC.
Office #1: 44651 Village Court Suite 136, Palm Desert, CA 92260September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 44651 Village Court Suite 136, Palm Desert, CA 92260January 9, 1995 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
August 29, 1991 - August 29, 1995
FIRST AFFILIATED SECURITIES
June 12, 1989 - September 13, 1991
LEHMAN BROTHERS INC.
October 6, 1986 - June 19, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 22, 1986 - October 22, 1986
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
January 23, 1982 - April 30, 1986
SUTRO & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/8/2022)
(1/1/1994)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(9/9/2025)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(9/8/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MARSHA LEE & COMPANY,INC.
CRD#: 134286 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 33,225,999 |
Red Flags
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