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DD

Dwight L. Dykstra

ALTERNATIVE INVESTMENT ADVISORS
Maitland, FL 32751
Some features on this profile are disabled
CRD#: 1028210
DD

Professional summary


Dwight Lee Dykstra is a registered financial advisor currently at ALTERNATIVE INVESTMENT ADVISORS, LLC located in Maitland, Florida.

Dwight is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Dwight has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Dwight Lee Dykstra's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 16, 2012 - Present

ALTERNATIVE INVESTMENT ADVISORS, LLC

Office #1: 698 North Maitland Avenue Suite 101, Maitland, FL 32751
RIA
CRD#: 160108
Maitland, FL
Past

March 16, 2016 - February 26, 2021

AEGIS WEALTH MANAGEMENT, LLC

RIA
CRD#: 199511
MAITLAND, FL
Past

May 10, 2013 - July 3, 2019

VISION BROKERAGE SERVICES, LLC

BD
CRD#: 47927
MAITLAND, FL
Past

December 7, 2006 - August 17, 2011

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
ORLANDO, FL
Past

July 5, 2005 - June 6, 2011

CSENGE ADVISORY GROUP, LLC

RIA
CRD#: 131167
ORLANDO, FL
Past

December 16, 2004 - August 17, 2011

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ORLANDO, FL
Past

July 21, 2004 - May 23, 2005

VICUS CAPITAL, INC.

RIA
CRD#: 116021
ORLANDO, FL
Past

June 28, 2002 - December 17, 2004

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA
Past

September 3, 1997 - June 21, 2002

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
ORLANDO, FL
Past

October 1, 1982 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

February 21, 1982 - June 21, 2002

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALTERNATIVE INVESTMENT ADVISORS, LLC
ALTERNATIVE INVESTMENT ADVISORS, LLC | SWENSON WEALTH MANAGEMENT | FLORIDA FINANCIAL STRATEGIES | FFS1

CRD#: 160108 / SEC#: 801-117266

RIA
Registered Investment Advisory firm - (8/27/2019 Approved)
Florida
Registered Investment Advisory firm - (9/23/2019 Terminated)
Iowa
Registered Investment Advisory firm - (9/24/2019 Terminated)
Minnesota
Registered Investment Advisory firm - (9/25/2019 Terminated)
Nebraska
Registered Investment Advisory firm - (9/23/2019 Terminated)
South Dakota
Registered Investment Advisory firm - (9/23/2019 Terminated)
Texas
Registered Investment Advisory firm - (9/23/2019 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(4/16/2012)
IAR
Iowa
(6/1/2015)
IAR
Minnesota
(1/27/2014)
IAR
Nebraska
(9/4/2013)
IAR
South Dakota
(10/2/2013)
IAR
Texas
(6/13/2014)

Exams


State Security Law Exam
IAR
Series 65
Date: 3/22/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


AI
ALTERNATIVE INVESTMENT ADVISORS, LLC
ALTERNATIVE INVESTMENT ADVISORS, LLC | SWENSON WEALTH MANAGEMENT | FLORIDA FINANCIAL STRATEGIES | FFS1

CRD#: 160108 / SEC#: 801-117266

RIA
Registered Investment Advisory firm - (8/27/2019 Approved)
Florida
Registered Investment Advisory firm - (9/23/2019 Terminated)
Iowa
Registered Investment Advisory firm - (9/24/2019 Terminated)
Minnesota
Registered Investment Advisory firm - (9/25/2019 Terminated)
Nebraska
Registered Investment Advisory firm - (9/23/2019 Terminated)
South Dakota
Registered Investment Advisory firm - (9/23/2019 Terminated)
Texas
Registered Investment Advisory firm - (9/23/2019 Terminated)
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Contact information


Main Address
698 North Maitland Avenue Suite 101, Maitland, FL 32751
Mailing Address
Phone number
(407) 261-4242
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (7 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AIA_ADV PART 2A BROCHURE (3/28/2025)

Regulatory assets under management


Total Number of Accounts2,604
AUM (Assets Under Management)$ 341,046,660

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALTERNATIVE INVESTMENT ADVISORS, LLC

CRD#: 160108Maitland, FL 32751

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