Thomas P. Burns
Professional summary
Thomas Patrick Burns, who also goes by Tom Burns, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1982. Thomas has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Patrick Burns's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901August 31, 2010 - April 23, 2019
ALLIANZ LIFE FINANCIAL SERVICES, LLC
December 1, 2006 - September 2, 2010
QUESTAR CAPITAL CORPORATION
October 24, 2006 - December 1, 2006
USALLIANZ SECURITIES, INC.
December 3, 2002 - February 10, 2003
WORTHMARK FINANCIAL SERVICES, LLC
December 3, 2002 - August 18, 2006
CRI SECURITIES, LLC
October 16, 2002 - August 18, 2006
SECURIAN FINANCIAL SERVICES, INC.
September 10, 1982 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 21, 1982 - May 14, 2002
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2019)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
