Jeffrey J. Agoglia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey John Agoglia was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1982. Jeffrey had worked at 5 firms and has passed the SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2012 - September 15, 2021
TULLETT PREBON FINANCIAL SERVICES LLC
September 26, 1988 - June 1, 2012
CHAPDELAINE TULLETT PREBON, LLC
June 21, 1988 - July 21, 1988
EMANUEL AND COMPANY
September 19, 1983 - January 7, 1988
LEHMAN BROTHERS INC.
January 25, 1982 - March 28, 1983
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TULLETT PREBON FINANCIAL SERVICES LLC
CRD#: 28196 / SEC#: , 8-43487
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 17 |
Red Flags
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