Clyde J. Cleveland

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CRD#: 1027547

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Clyde James Cleveland was a registered financial professional .

Clyde is a previously registered financial professional and started their career in finance in 1982. Clyde had worked at 13 firms and has passed the Series 65, Series 63, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Impact Wealth Group, LLC - Insurance agency. Mr. Cleveland is principally engaged (more than 50% of his time) as CEO, Founder, and independent insurance agent: Same office location as IWG Investment Advisers. Einsulation.com, Inc., Fairfield, IA, Officer, Wholesale industrial supplies, 0 time spent on this activity. Private Real Estate Rentals - Less than 10 hours per month, none during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 4, 2019 - April 25, 2025

IWG INVESTMENT ADVISORS LLC

RIA

CRD#: 288942

DEL RAY BEACH, FL

Past

September 18, 2017 - April 11, 2018

IWG INVESTMENT ADVISORS LLC

RIA

CRD#: 288942

DELRAY BEACH, FL

Past

September 1, 2016 - February 13, 2017

CAITLIN JOHN, LLC

RIA

CRD#: 154494

Delray Beach, FL

Past

March 8, 2010 - August 9, 2013

MIDAMERICA FINANCIAL SERVICES, INC.

CRD#: 47351

JOPLIN, MO

Past

September 21, 2007 - March 10, 2010

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

FAIRFIELD, IA

Past

October 25, 2005 - September 14, 2007

WELLSTONE SECURITIES, LLC

CRD#: 121559

CUMMING, GA

Past

February 20, 2003 - January 2, 2004

FINANCIAL WEST GROUP

CRD#: 16668

RENO, NV

Past

December 21, 2001 - May 22, 2002

EXT ELECTRONIC EXCHANGE TRADING, INC.

CRD#: 47385

CHICAGO, IL

Past

March 26, 2001 - December 4, 2001

RUMSON CAPITAL, LLC

CRD#: 33848

MONTEBELLO, NY

Past

July 8, 1993 - November 4, 1993

F.J. GARBER & CO.

CRD#: 17989

Past

May 8, 1991 - July 26, 1991

F.J. GARBER & CO.

CRD#: 17989

Past

May 19, 1989 - March 5, 1991

CAPITAL MANAGEMENT PARTNERS, INC.

CRD#: 21973

FAIRFIELD, IA

Past

October 26, 1987 - October 27, 1988

JAMES LITTLE & ASSOCIATES, INC.

CRD#: 16072

Past

August 8, 1985 - October 21, 1987

UNITED INVESTMENT SERVICES, INC.

CRD#: 16501

Past

March 2, 1982 - September 21, 1983

LPL FINANCIAL LLC

CRD#: 6413

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/6/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/24/2001

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 5/28/1987

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 4/2/2001

General Securities Principal Examination

Current Firm

IWG INVESTMENT ADVISORS LLC

CRD#: 288942 / SEC#:

Colorado

Registered Investment Advisory firm - (10/30/2020 Terminated)

Florida

Registered Investment Advisory firm - (9/18/2017 Approved)

Iowa

Registered Investment Advisory firm - (11/3/2023 Terminated)

Maryland

Registered Investment Advisory firm - (10/30/2020 Terminated)

Ohio

Registered Investment Advisory firm - (10/23/2020 Terminated)

Texas

Registered Investment Advisory firm - (5/7/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Casselberry, FL

Mailing Address

Phone number

(321) 277-0577

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Clyde J. Cleveland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

IWG INVESTMENT ADVISORS LLC

CAITLIN JOHN, LLC

MIDAMERICA FINANCIAL SERVICES, INC.

PLANMEMBER SECURITIES CORPORATION

WELLSTONE SECURITIES, LLC

FINANCIAL WEST GROUP

EXT ELECTRONIC EXCHANGE TRADING, INC.

RUMSON CAPITAL, LLC

F.J. GARBER & CO.

F.J. GARBER & CO.

CAPITAL MANAGEMENT PARTNERS, INC.

JAMES LITTLE & ASSOCIATES, INC.

UNITED INVESTMENT SERVICES, INC.

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/2015

Series 63

Date: 4/6/2001

Series 7

Date: 3/24/2001

Series 3

Date: 5/28/1987

Series 24

Date: 4/2/2001

Current Firm

IWG INVESTMENT ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

IWG INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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