David P. White

WFA OF SAN DIEGO

SAN DIEGO, CA 92110

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CRD#: 1027468

Professional summary

David Phipps White is a registered financial advisor currently at WFA OF SAN DIEGO located in San Diego, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. David has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Phipps White's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2025 - Present

WFA OF SAN DIEGO

Office #1: 2251 San Diego Ave Suite B-257, San Diego, CA 92110

RIA

CRD#: 307404

SAN DIEGO, CA

Past

June 30, 2020 - December 31, 2024

WFA OF SAN DIEGO

RIA

CRD#: 307404

San Diego, CA

Past

December 21, 2011 - December 31, 2024

ZERMATT WEALTH PARTNERS

RIA

CRD#: 105736

SAN DIEGO, CA

Past

January 3, 1995 - November 30, 2004

FINANCIAL WEST GROUP

CRD#: 16668

RENO, NV

Past

January 14, 1993 - December 31, 1994

LONDON PACIFIC SECURITIES, INC.

CRD#: 25089

SACRAMENTO, CA

Past

August 25, 1989 - January 15, 1993

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

December 20, 1988 - August 25, 1989

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

NEW YORK, NY

Past

January 6, 1983 - December 13, 1988

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

CRD#: 76

Past

February 9, 1982 - October 20, 1982

SENTRA SECURITIES CORPORATION

CRD#: 10249

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WFA OF SAN DIEGO

FAT CAT WEALTH | WFA OF SAN DIEGO, LLC | WFA OF SAN DIEGO

CRD#: 307404 / SEC#: 801-118131

RIA

Registered Investment Advisory firm - (2/27/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/1/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/21/1982

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 2/2/1982

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/1/1995

General Securities Principal Examination

Current Firm

WFA OF SAN DIEGO

FAT CAT WEALTH | WFA OF SAN DIEGO, LLC | WFA OF SAN DIEGO

CRD#: 307404 / SEC#: 801-118131

RIA

Registered Investment Advisory firm - (2/27/2020 Approved)

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Contact information

Main Address

2251 San Diego Ave Suite B-257, San Diego, CA 92110

Mailing Address

Phone number

(619) 491-0225

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WFA OF SAN DIEGO ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	359
AUM (Assets Under Management)	$ 177,769,277

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David P. White

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Phipps White's CRS (Customer Relationship Summary).

Certified licenses

Experience

WFA OF SAN DIEGO

ZERMATT WEALTH PARTNERS

FINANCIAL WEST GROUP

LONDON PACIFIC SECURITIES, INC.

PRUDENTIAL EQUITY GROUP, LLC

THOMSON MCKINNON SECURITIES INC.

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

SENTRA SECURITIES CORPORATION

Primary Firm SEC Registration

WFA OF SAN DIEGO

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/1992

Series 63

Date: 2/1/1983

Series 7

Date: 8/21/1982

Series 22

Date: 2/2/1982

Series 24

Date: 9/1/1995

Current Firm

WFA OF SAN DIEGO

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WFA OF SAN DIEGO

TRUST BUT VERIFY

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