Richard J. Chruszch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard John Chruszch was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1982. Richard had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2008 - January 17, 2014
ROSS AND CHRUSZCH INC
October 31, 2005 - April 3, 2014
OSAIC SERVICES, INC.
October 31, 1994 - October 31, 2005
SUNAMERICA SECURITIES, INC.
August 6, 1992 - November 8, 1994
MAIN STREET MANAGEMENT COMPANY
July 22, 1982 - August 18, 1992
LFG SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROSS AND CHRUSZCH INC
CRD#: 121821 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
