Eugene J. Fattore

BCW SECURITIES LLC

Westport, CT 06880

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CRD#: 1026686

Professional summary

Eugene Julius Fattore JR, who also goes by Eugene Julius Jr Fattore, is a registered financial professional currently at BCW SECURITIES LLC located in Westport, Connecticut.

Eugene is registered as a RR (Registered Representative) and started their career in finance in 1983. Eugene has worked at 9 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Eugene Julius Jr Fattore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eugene Julius Fattore JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 6, 2018 - Present

BCW SECURITIES LLC

Office #1: 55 Post Road West, Suite 200, Westport, CT 06880Office #2: 55 Post Road West, Suite 200, Westport, CT 06880

CRD#: 144930

Westport, CT

Past

January 28, 2014 - September 17, 2015

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

April 13, 2010 - January 21, 2014

FM PARTNERS HOLDINGS LLC

CRD#: 134736

NEW YORK, NY

Past

July 22, 2009 - January 29, 2010

RAFFERTY CAPITAL MARKETS, LLC

CRD#: 23682

ROWAYTON, CT

Past

May 5, 2005 - January 31, 2007

FM PARTNERS HOLDINGS LLC

CRD#: 134736

NEW YORK, NY

Past

August 22, 2002 - May 10, 2005

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

Past

February 5, 1992 - December 22, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 18, 1990 - November 18, 1991

CONTINENTAL GLOBAL FINANCIAL CORPORATION

CRD#: 23959

Past

July 25, 1987 - October 29, 1987

PAINEWEBBER REAL ESTATE SECURITIES INC.

CRD#: 19736

Past

September 21, 1983 - February 20, 1990

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(11/7/2018)

Michigan
(2/8/2022)

New York
(11/7/2018)

Exams

State Security Law Exam

Series 63

Date: 10/12/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/17/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 8/16/2010

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/21/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BCW SECURITIES LLC

CRD#: 144930 / SEC#: , 8-67685

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

55 Post Road West, Suite 200, Westport, CT 06880

Mailing Address

55 Post Road West, Suite 200, Westport, CT 06880

Phone number

(203) 983-3350

Established

Delaware since 05/24/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (18 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
RIVERSIDE MANAGEMENT GROUP LLC	100% DIRECT OWNER
BERNEGGER, MARK ANGELO	CEO/CCO/GSP	4957208
CARPENTER, DAVID JAMES	GENERAL SECURITIES PRINCIPAL
VIGLIAROLO, JOSEPH CHARLES	FINOP	4880434

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Eugene J. Fattore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eugene Julius Fattore JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

RBC CAPITAL MARKETS, LLC

FM PARTNERS HOLDINGS LLC

RAFFERTY CAPITAL MARKETS, LLC

FM PARTNERS HOLDINGS LLC

LAZARD FRERES & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CONTINENTAL GLOBAL FINANCIAL CORPORATION

PAINEWEBBER REAL ESTATE SECURITIES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/12/2018

SIE

Date: 9/17/2015

Series 55

Date: 8/16/2010

Series 7

Date: 7/21/2009

FINRA

Current Firm

BCW SECURITIES LLC

Contact information

FINRA licenses (18 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BCW SECURITIES LLC

TRUST BUT VERIFY

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