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Eugene Julius Fattore Jr

BCW SECURITIES
WESTPORT, CT
·CRD# 1026686·34 years experience

Professional Summary

Eugene Julius Fattore JR, who also goes by Eugene Julius Jr Fattore, is a registered financial advisor currently at BCW SECURITIES LLC located in Westport, Connecticut. Eugene is registered as a RR (Registered Representative) and started their career in finance in 1983. Eugene has worked at 9 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eugene Julius Jr Fattore

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

BCW SECURITIES LLC·CRD# 144930
BD
1. 55 Post Road West, Suite 200, Westport, CT 068802. 55 Post Road West, Suite 200, Westport, CT 06880
November 6, 2018 - Present
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
January 28, 2014 - September 17, 2015
FM PARTNERS HOLDINGS LLC·CRD# 134736
BD
New York, NY
April 13, 2010 - January 21, 2014
RAFFERTY CAPITAL MARKETS, LLC·CRD# 23682
BD
Rowayton, CT
July 22, 2009 - January 29, 2010
FM PARTNERS HOLDINGS LLC·CRD# 134736
BD
New York, NY
May 5, 2005 - January 31, 2007
LAZARD FRERES & CO. LLC·CRD# 2528
BD
New York, NY
August 22, 2002 - May 10, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
February 5, 1992 - December 22, 1995
CONTINENTAL GLOBAL FINANCIAL CORPORATION·CRD# 23959
BD
January 18, 1990 - November 18, 1991
PAINEWEBBER REAL ESTATE SECURITIES INC.·CRD# 19736
BD
July 25, 1987 - October 29, 1987
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
September 21, 1983 - February 20, 1990

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Current Firm

BS
BCW SECURITIES LLC

BCW SECURITIES LLC

CRD#: 144930 / SEC#: 8-67685
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

55 Post Road West, Suite 200, Westport, CT 06880

Mailing Address

55 Post Road West, Suite 200, Westport, CT 06880

Phone Number

(203) 983-3350

Established

Delaware since 05/24/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RIVERSIDE MANAGEMENT GROUP LLC100% DIRECT OWNER—
BERNEGGER, MARK ANGELOCEO/CCO/GSP4957208
CARPENTER, DAVID JAMESGENERAL SECURITIES PRINCIPAL—
VIGLIAROLO, JOSEPH CHARLESFINOP4880434

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(11/7/2018)
RR
Michigan
(2/8/2022)
RR
New York
(11/7/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2018About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2015About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2010

Series 7 — General Securities Representative Examination

Passed Jul 2009About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Eugene Julius Fattore JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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EF
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