Wilbert W. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wilbert Wesley Anderson, who also goes by W Wesley Anderson, was a registered financial professional .
Wilbert is a previously registered financial professional and started their career in finance in 1982. Wilbert had worked at 7 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2009 - November 15, 2012
GROVE POINT INVESTMENTS, LLC
June 13, 2006 - November 25, 2009
WOODBURY FINANCIAL SERVICES, INC.
November 16, 1999 - June 15, 2006
NEXT FINANCIAL GROUP, INC.
June 25, 1990 - November 16, 1999
ADVANTAGE CAPITAL CORPORATION
January 19, 1990 - February 24, 1990
ADVANTAGE CAPITAL CORPORATION
January 25, 1989 - July 16, 1990
THE GREAT-WEST LIFE ASSURANCE COMPANY
December 23, 1988 - January 19, 1989
B.C. CHRISTOPHER SECURITIES CO.
August 4, 1986 - December 23, 1988
MORISON SECURITIES, INC.
August 7, 1985 - August 26, 1986
THE GREAT-WEST LIFE ASSURANCE COMPANY
February 2, 1982 - September 6, 1983
THE GREAT-WEST LIFE ASSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
