Gerald L. Minnis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Lee Minnis, who also goes by Jerry Minnis, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1982. Gerald had worked at 15 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2020 - March 2, 2023
FARNSLEY ADVISORS
January 4, 2010 - January 13, 2017
SOUTHEAST INVESTMENTS, N.C., INC.
March 2, 2007 - December 31, 2009
LASALLE ST SECURITIES, L.L.C.
October 6, 2006 - February 28, 2007
UNITED SECURITIES ALLIANCE, INC.
April 25, 1997 - October 9, 2006
SECURITIES SERVICE NETWORK, LLC
January 31, 1997 - April 23, 1997
OSAIC WEALTH, INC.
January 28, 1997 - September 13, 2022
COMMONWEALTH FINANCIAL ADVISORS, LLC
February 22, 1991 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
July 13, 1990 - February 27, 1991
ARLINGTON SECURITIES, INC.
October 26, 1989 - July 31, 1990
AMERICAN CAPITAL EQUITIES, INC.
August 30, 1989 - October 18, 1989
MARKETING ONE SECURITIES, INC.
March 12, 1987 - January 30, 1989
CARILLON INVESTMENTS, INC.
May 14, 1985 - April 7, 1987
FIRST AFFILIATED SECURITIES, INC.
April 12, 1983 - May 28, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
August 7, 1982 - December 16, 1982
TOWER INVESTMENT MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARNSLEY ADVISORS
CRD#: 288491 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 546 |
| AUM (Assets Under Management) | $ 91,781,876 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
