Konstantinos Kostakis

KESTRA ADVISORY SERVICES

Tinton Falls, NJ 07753

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CRD#: 1025173

Professional summary

Konstantinos Kostakis, CFP®, ChFC®, CLU®, who also goes by Konstantinos Kostakes, Dino Kostakis, Kostantinos Kostakis, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Tinton Falls, New Jersey and KESTRA INVESTMENT SERVICES, LLC located in Tinton Falls, New Jersey.

Konstantinos is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Konstantinos has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Konstantinos Kostakes | Dino Kostakis | Kostantinos Kostakis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Bus Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/29/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Bus Name: OBSIDIAN WEALTH ADVISORS POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/09/2024 ADDRESS: 4000 Route 66, Suite 123B, Tinton Falls NJ 07753, United States DESCRIPTION: Financial planning and investment portfolio management for clients. Bus Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/29/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Bus Name: STONEBRIDGE FINANCIAL, INC. (DBA STONEBRIDGE CAPITAL MANAGEMENT) POSITION: President/shareholder NATURE: Pass through entity INVESTMENT RELATED: No #OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 15 Abingdon Street, Morris Plains NJ 07950, United States DESCRIPTION: Oversee corporation financials and shareholder distributions.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Konstantinos Kostakis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

December 16, 2024 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 4000 Route 66 Ste 20, Tinton Falls, NJ 07753

CRD#: 6635

NEW YORK, NY

Past

January 5, 1995 - January 31, 2024

CADARET, GRANT & CO., INC.

CRD#: 10641

PARAMUS, NJ

Past

September 4, 1990 - January 5, 1995

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

December 17, 1986 - September 7, 1990

W.D.R. EQUITY RESOURCES, INC.

CRD#: 14241

Past

January 7, 1982 - April 30, 1982

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/12/2024)

California
(1/29/2024)

Colorado
(12/12/2024)

Connecticut
(12/12/2024)

Delaware
(1/29/2024)

Florida
(1/29/2024)

Maine
(1/29/2024)

Maryland
(1/29/2024)

Massachusetts
(12/12/2024)

New Jersey
(1/29/2024)

IAR

New Jersey
(12/17/2024)

New York
(1/29/2024)

North Carolina
(12/13/2024)

Pennsylvania
(12/12/2024)

Rhode Island
(12/12/2024)

South Carolina
(1/29/2024)

Texas
(1/29/2024)

IAR

Direct Participation Programs Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Konstantinos Kostakis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Konstantinos Kostakis's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

STONEBRIDGE CAPITAL MANAGEMENT III LLC

STONEBRIDGE CAPITAL MANAGEMENT IX, L.L.C.

STONEBRIDGE CAPITAL MANAGEMENT, IV

STONEBRIDGE CAPITAL MANAGEMENT II LLC

STONEBRIDGE CAPITAL MANAGEMENT VI, L.L.C.

MASTERWORKS FISCAL ADVISORS LLC

STONEBRIDGE CAPITAL MANAGEMENT VIII, LLC

STONEBRIDGE CAPITAL MANAGEMENT

GUARDIAN INVESTOR SERVICES LLC

CADARET, GRANT & CO., INC.

GUARDIAN INVESTOR SERVICES LLC

W.D.R. EQUITY RESOURCES, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/1999

Series 63

Date: 10/12/1987

SIE

Date: 10/1/2018

Series 6

Date: 1/14/1987

Series 22

Date: 12/15/1986

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Contact information

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