James T. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Tarleton Mcdonald III was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1982. James had worked at 1 firm and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 1982 - May 3, 1983
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LUTHERAN BROTHERHOOD SECURITIES CORP.
CRD#: 4205 / SEC#: , 8-14893
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LUTHERAN BROTHERHOOD RESEARCH CORP | PARENT OF LUTHERAN BROTHERHOOD SEC CORP | |
| BJORK, JOHN CARL | SECRETARY | 2861867 |
| CHRISTIANSON, DAVID JOHN | VICE PRESIDENT | 3087516 |
| ENO, WOODROW EUGENE | DIRECTOR | 1038576 |
| GILBERT, JOHN OREN | DIRECTOR AND CHAIRMAN | 2088601 |
| MILLER, DOUGLAS BRIAN | VICE PRESIDENT | 1041897 |
| MORET, PAMELA J | DIRECTOR | 1092043 |
| NICHOLSON, BRUCE JAY | DIRECTOR | 2200207 |
| RUCKDASHEL, RICHARD BARTON | VICE PRESIDENT | 711930 |
| SCHINKE, THOMAS CARL | VICE PRESIDENT | 1103350 |
| STELLMACHER, JON MICHAEL | DIRECTOR | 3134024 |
| STRANGHOENER, LAWRENCE WAYNE | DIRECTOR | |
| THOMSEN, JAMES ADLAI | PRESIDENT AND DIRECTOR | 1510675 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
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