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BC

Bradley D. Cimo

INTERCOASTAL CAPITAL MARKETS
Boca Raton, FL 33432
Some features on this profile are disabled
CRD#: 1025016
BC

Professional summary


Bradley Dirk Cimo, who also goes by Brad Cimo, Bradley Kirk Cimo, is a registered financial professional currently at INTERCOASTAL CAPITAL MARKETS, INC. located in Boca Raton, Florida.

Bradley is registered as a RR (Registered Representative) and started their career in finance in 1982. Bradley has worked at 12 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 3, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Brad Cimo | Bradley Kirk Cimo

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Bradley Dirk Cimo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 11, 2013 - Present

INTERCOASTAL CAPITAL MARKETS, INC.

Office #1: 200 East Palmetto Park Road Suite 108, Boca Raton, FL 33432Office #2: 200 East Palmetto Park Road Suite 108, Boca Raton, FL 33432
BD
CRD#: 83
Boca Raton, FL
Past

November 4, 2002 - October 2, 2013

JVB FINANCIAL GROUP, LLC

BD
CRD#: 104412
BOCA RATON, FL
Past

January 29, 2001 - November 7, 2002

VIEWTRADE SECURITIES, INC.

BD
CRD#: 46987
BOCA RATON, FL
Past

November 5, 1998 - November 20, 2000

BARRON CHASE SECURITIES, INC.

BD
CRD#: 18969
BOCA RATON, FL
Past

November 17, 1995 - April 30, 1998

AEGON USA SECURITIES INC.

BD
CRD#: 13302
CEDAR RAPIDS, IA
Past

January 17, 1994 - May 12, 1995

JULIUS BAER SECURITIES INC.

BD
CRD#: 1141
NEW YORK, NY
Past

May 7, 1991 - January 20, 1994

GMS GROUP

BD
CRD#: 8000
EAST HANOVER, NJ
Past

July 25, 1987 - October 9, 1989

OPPENHEIMER GOVERNMENT SECURITIES, INC.

BD
CRD#: 19715
Past

July 11, 1985 - May 21, 1991

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

May 21, 1984 - August 30, 1984

BUTCHER & SINGER INC.

BD
CRD#: 6517
Past

April 14, 1983 - February 1, 1984

WESTCAP SECURITIES, L.P.

BD
CRD#: 7301
Past

February 9, 1982 - May 14, 1982

ROTAN MOSLE INC.

BD
CRD#: 727

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(10/11/2013)
RR
Illinois
(2/6/2015)
RR
New Jersey
(10/11/2013)
RR
New York
(10/11/2013)
RR
Texas
(9/11/2014)

Exams


State Security Law Exam
RR
Series 63
Date: 2/4/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


INTERCOASTAL CAPITAL MARKETS, INC.
INTERCOASTAL CAPITAL MARKETS, INC.
BELLAMAH, NEUHAUSER & BARRETT, INC. | INTERCOASTAL CAPITAL MARKETS, INC. (ICM) | INTERCOASTAL CAPITAL MARKETS, INC.

CRD#: 83 / SEC#: , 8-9698

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
200 East Palmetto Park Road Suite 108, Boca Raton, FL 33432
Mailing Address
200 East Palmetto Park Road Suite 108, Boca Raton, FL 33432
Phone number
(561) 939-8282
Established
District of Columbia since 07/26/1960
Firm type
Corporation
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
TRIFECTA GROUP HOLDINGS LLCOWNER
BIRD, CARL DAVID JR.CHIEF EXECUTIVE OFFICER4482416
ROGERS, JOHN WILLIAM JRPRESIDENT, CHIEF COMPLIANCE OFFICER2424004
SINGER, STEVEN FREDERICCHIEF FINANCIAL OFFICER, COO, FINOP2360737

Disclosures


Regulatory Event9
Arbitration2
Bond1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INTERCOASTAL CAPITAL MARKETS, INC.

INTERCOASTAL CAPITAL MARKETS, INC.

CRD#: 83Boca Raton, FL 33432

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