Scotty C. George
Professional summary
Scotty Cameron George, who also goes by Scott Cameron George, Scotty C George, Scotty George, is a registered financial advisor currently at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC located in New York, New York and ALEXANDER CAPITAL, L.P. located in Red Bank, New Jersey.
Scotty is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Scotty has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scotty Cameron George's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2021 - Present
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
January 6, 2014 - Present
ALEXANDER CAPITAL, L.P.
Office #1: 10 Drs James Parker Blvd Suite 202, Red Bank, NJ 07701January 16, 2003 - January 31, 2014
DU PASQUIER & CO., INC.
June 6, 1997 - February 10, 2003
CORINTHIAN PARTNERS, L.L.C.
December 22, 1994 - May 22, 1997
LAIDLAW GLOBAL SECURITIES, INC.
March 28, 1988 - January 3, 1995
UBS FINANCIAL SERVICES INC.
February 15, 1988 - April 19, 1988
LEHMAN BROTHERS INC.
January 7, 1985 - February 15, 1988
E. F. HUTTON & COMPANY INC
March 29, 1982 - January 22, 1985
PRUDENTIAL EQUITY GROUP, LLC
February 10, 1982 - March 17, 1982
OTC NET INCORPORATED
Primary Firm SEC Registration
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
CRD#: 157714 / SEC#: 801-112997
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/20/2014)
(2/25/2014)
(1/6/2014)
(1/7/2014)
(1/6/2014)
(1/6/2014)
(1/9/2014)
(2/20/2014)
(2/6/2014)
(1/9/2014)
(2/20/2014)
(2/25/2014)
(1/8/2014)
(1/6/2014)
(2/14/2014)
(1/6/2014)
(6/1/2021)
(1/14/2014)
(2/6/2014)
(6/22/2016)
(1/6/2014)
(1/6/2014)
(1/9/2014)
(2/24/2014)
(1/6/2014)
(2/11/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
CRD#: 157714 / SEC#: 801-112997
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 999 |
| AUM (Assets Under Management) | $ 212,106,766 |
Red Flags
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