William J. Buechler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Buechler, who also goes by Bill Buechler, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1981. William had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2013 - May 2, 2013
ANFIELD CAPITAL MANAGEMENT, LLC
May 2, 2012 - March 28, 2013
ANFIELD CAPITAL MANAGEMENT LIMITED LIABILITY COMPANY
May 22, 2006 - June 28, 2012
BUECHLER CAPITAL ASSET MANAGEMENT, LLC
July 1, 2003 - April 26, 2006
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - April 26, 2006
WELLS FARGO CLEARING SERVICES, LLC
July 8, 1997 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
July 24, 1984 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
February 17, 1984 - August 7, 1984
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
May 20, 1982 - March 20, 1984
KIDDER, PEABODY & CO. INCORPORATED
December 24, 1981 - June 5, 1982
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
ANFIELD CAPITAL MANAGEMENT, LLC
CRD#: 165211 / SEC#: 801-77714
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/1/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ANFIELD CAPITAL MANAGEMENT, LLC
CRD#: 165211 / SEC#: 801-77714
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 710 |
| AUM (Assets Under Management) | $ 1,778,169,222 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
