Judith C. King
Professional summary
Judith Carole King, who also goes by Judith Carole Wolf, is a registered financial professional currently at FEDERATED SECURITIES, INC. located in Huntington, New York.
Judith is registered as a RR (Registered Representative) and started their career in finance in 1981. Judith has worked at 4 firms and has passed the SIE, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Judith Carole King's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 2, 1991 - Present
FEDERATED SECURITIES, INC.
Office #1: 680 Park Avenue, Huntington, NY 11743October 15, 1991 - November 8, 1999
KEDEM CAPITAL CORPORATION
April 3, 1986 - March 2, 1990
INDIVIDUAL'S SECURITIES LTD.
December 24, 1981 - October 22, 1984
MF GLOBAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 4/7/1982
Interest Rate Options ExaminationFINRA
Current Firm
FEDERATED SECURITIES, INC.
CRD#: 5050 / SEC#: , 8-15644
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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