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Kalman Morris Renov

CRD# 1023746·Registered 1982 - 2002
Barred: Kalman Morris Renov was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Kalman Morris Renov, who also goes by Kalman Morris Renor, was a registered financial advisor. Kalman was a previously registered financial professional and started their career in finance 1982 - 2002. Kalman had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kalman Morris Renor

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

48 years in the financial services industry

Current & Past Employments

LAIDLAW GLOBAL SECURITIES, INC.·CRD# 19018
BD
New York, NY
April 3, 1998 - March 8, 2002
D. H. BLAIR & CO., INC.·CRD# 6833
BD
New York, NY
June 16, 1986 - April 3, 1998
BROADCHILD SECURITIES CORP.·CRD# 7702
BD
May 7, 1982 - June 20, 1986

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Current Firm

LG
LAIDLAW GLOBAL SECURITIES, INC.

LAIDLAW EQUITIES, INC. | NYCR INVESTMENTS, INC. | LAIDLAW HOLDINGS, INC. | LAIDLAW GLOBAL SECURITIES, INC.

CRD#: 19018 / SEC#: 8-37024
BD
Terminated by SEC on 01/12/2003

Contact Information

Established

Delaware since 10/23/1986

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LAIDLAW HOLDINGS, INC.PARENT COMPANY—
BENDELAC, ROGER EMILEDIRECTOR, CEO & GSP715445
CAMACHO, MILMARINADIRECTOR AND FINOP4045228
DELAPLAIN, ROBERT CHARLES JRCOO, SROP, MP, SVP, GSP1017107
NEYMAN, ARKADIYEXECUTIVE VP, COMPLIANCE OFFICER, ROP, GSP, CROP2775768

Disclosures

Regulatory Event

9

Arbitration

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1978About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 1986About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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