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KR

Kalman M. Renov

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CRD#: 1023746
KR

Professional summary


Kalman Morris Renov was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Kalman is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Kalman had worked at 3 firms, which includes LAIDLAW GLOBAL SECURITIES INC., D. H. BLAIR & CO. INC., BROADCHILD SECURITIES CORP..

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kalman Morris Renor

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 3, 1998 - March 8, 2002

LAIDLAW GLOBAL SECURITIES, INC.

BD
CRD#: 19018
NEW YORK, NY
Past

June 16, 1986 - April 3, 1998

D. H. BLAIR & CO., INC.

BD
CRD#: 6833
NEW YORK, NY
Past

May 7, 1982 - June 20, 1986

BROADCHILD SECURITIES CORP.

BD
CRD#: 7702

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 12/3/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


LG
LAIDLAW GLOBAL SECURITIES, INC.
LAIDLAW EQUITIES, INC. | NYCR INVESTMENTS, INC. | LAIDLAW HOLDINGS, INC. | LAIDLAW GLOBAL SECURITIES, INC.

CRD#: 19018 / SEC#: , 8-37024

BD
Terminated by SEC on 01/12/2003
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 10/23/1986
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
LAIDLAW HOLDINGS, INC.PARENT COMPANY
BENDELAC, ROGER EMILEDIRECTOR, CEO & GSP715445
CAMACHO, MILMARINADIRECTOR AND FINOP4045228
DELAPLAIN, ROBERT CHARLES JRCOO, SROP, MP, SVP, GSP1017107
NEYMAN, ARKADIYEXECUTIVE VP, COMPLIANCE OFFICER, ROP, GSP, CROP2775768

Disclosures


Regulatory Event9
Arbitration4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LAIDLAW GLOBAL SECURITIES, INC.

CRD#: 19018

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