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JR

Jeffrey P. Rendinaro

DARWOOD ASSOCIATES
Plattsburgh, NY 12901
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CRD#: 1023740
JR

Professional summary


Jeffrey Peter Rendinaro is a registered financial professional currently at DARWOOD ASSOCIATES INCORPORATED located in Plattsburgh, New York.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1982. Jeffrey has worked at 3 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 15, Series 7, Series 24 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jeffrey Peter Rendinaro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 5, 1988 - Present

DARWOOD ASSOCIATES INCORPORATED

Office #1: 125 Bridge Street, Plattsburgh, NY 12901
BD
CRD#: 5864
Plattsburgh, NY
Past

July 29, 1991 - February 23, 1993

TRIAD SECURITIES CORP

BD
CRD#: 11363
NEW YORK, NY
Past

February 25, 1985 - August 18, 1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

March 1, 1982 - February 26, 1985

DARWOOD ASSOCIATES INCORPORATED

BD
CRD#: 5864

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(6/7/1990)
RR
Florida
(11/1/2006)
RR
New Jersey
(8/8/1988)
RR
New York
(8/5/1988)
RR
North Carolina
(10/17/2007)
RR
Vermont
(12/19/2006)

Exams


State Security Law Exam
RR
Series 63
Date: 3/14/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 6/12/1984
Foreign Currency Options Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


DA
DARWOOD ASSOCIATES INCORPORATED
DARWOOD ASSOCIATES INCORPORATED

CRD#: 5864 / SEC#: , 8-16560

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
284 U.s. Highway 206 Unit D3, Hillsborough, NJ 08844
Mailing Address
284 U.s. Highway 206 Unit D3, Hillsborough, NJ 08844
Phone number
(908) 874-3600
Established
New York since 06/06/1971
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
RENDINARO, GERARDSROP/CROP/LIMITED PRINCIPAL FINACIAL & OPERATIONS/CHIEF COMPLIANCE OFFICER1123041
RENDINARO, JEFFREY PETERCROP/FCOP, AML OFFICER/SUPERVISORY PERSON1023740

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DARWOOD ASSOCIATES INCORPORATED

CRD#: 5864Plattsburgh, NY 12901

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