Jan Marks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jan Marks was a registered financial professional .
Jan is a previously registered financial professional and started their career in finance in 1981. Jan had worked at 1 firm and has passed the Series 63, Series 41, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 1981 - May 7, 2012
PARIS SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 41
Date: 1/17/1981
NYSE Allied Member ExaminationCurrent Firm
PARIS SECURITIES CORPORATION
CRD#: 13665 / SEC#: , 8-24504
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PARIS HOLDING COMPANY | CORPORATE PARENT | |
| AZAR, LYNN MARKS | DIRECTOR | 5150385 |
| DOWD, DANIELA AMELIA | CHIEF COMPLIANCE OFFICER | 5062324 |
| MARKS, ALEXANDER CORIN | VICE PRESIDENT/DIR | 2160514 |
| MARKS, CHRISTOPHER SHAWN | VICE PRESIDENT/DIRECTOR | 1359253 |
| MARKS, JAN | CEO/PRESIDENT/DIR/CFO/COO/FINOP | 1023624 |
| MARKS, MICHEL DAVID | DIRECTOR | 1625876 |
| MARKS, RICHARD | SECRETARY/TREASURER/DIRECTOR | 1625899 |
| RUDDEROW III, SAMUEL EARL | DIRECTOR | 5150348 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
