Terry L. Flack
Professional summary
Terry Lee Flack is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Terry is registered as a RR (Registered Representative) and started their career in finance in 1982. Terry has worked at 6 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terry Lee Flack's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2020 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901July 22, 1998 - July 1, 2020
NATIONWIDE SECURITIES, LLC
January 9, 1989 - May 5, 1998
ROBERT W. BAIRD & CO. INCORPORATED
January 9, 1989 - May 6, 1998
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 23, 1982 - August 14, 1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 21, 1982 - August 14, 1989
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2020)
(9/18/2023)
(7/1/2020)
(7/1/2020)
(7/1/2020)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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