Ronald Vincent Samuels
Professional Summary
Ronald Vincent Samuels is a registered financial advisor currently at KEYSTATE ADVISORY, LLC located in Wilmington, Delaware. Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Ronald has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
4 years in the financial services industry
Current & Past Employments
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Current Firm
KEYSTATE ADVISORY, LLC
Contact Information
Main Address
3883 Howard Hughes Pkwy Suite 500, Las Vegas, NV 89169Mailing Address
Po Box 50102, Henderson, NV 89016Phone Number
(702) 598-3738# of Employees
8SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
80AUM (Assets Under Management)
$16,594,783,593Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
KEYSTATE ADVISORY, LLC
State Registrations and Notice Filings
(5/11/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Ronald Vincent Samuels's CRS (Customer Relationship Summary).
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