Lauren S. Kalish-robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lauren Sue Kalish-robinson, who also goes by Lauren Sue Kalish, Lauren Sue Kalish, Lauren S. Robinson Kalish-robinson, was a registered financial professional .
Lauren is a previously registered financial professional and started their career in finance in 1982. Lauren had worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2008 - December 31, 2012
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
November 9, 2006 - April 2, 2008
GPC SECURITIES, INC.
July 28, 2006 - November 10, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 9, 2002 - August 3, 2006
AMERIPRISE ADVISOR SERVICES, INC.
October 11, 2001 - October 30, 2001
IDS LIFE INSURANCE COMPANY
October 11, 2001 - October 30, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
January 7, 1982 - November 17, 1986
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
CRD#: 37819 / SEC#: , 8-48097
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TALCOTT HOLDINGS, LP | PARENT OF APPLICANT | |
| CONNER, CHRISTOPHER SCOTT | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 2239639 |
| DAGNAULT, CHRISTOPHER JOHN | CEO, PRESIDENT AND DIRECTOR | 2311161 |
| MATTHEWS, STILA HSUANPING | AML OFFICER AND ASSISTANT SECRETARY | 5745148 |
| ROSA, ANTONIO T JR | FINOP, CFO AND TREASURER | 6963656 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
