Gary S. Mayo

LIBERTY ASSET MANAGEMENT

Allentown, PA 18103

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CRD#: 1022781

Professional summary

Gary Stephen Mayo, CFP® is a registered financial advisor currently at LIBERTY ASSET MANAGEMENT located in Allentown, Pennsylvania and APW CAPITAL, INC. located in Allentown, Pennsylvania.

Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Gary has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. LIBERTY WEALTH MGMT., ALLENTOWN, PA., FIXED INSURANCE/investment related; Services and duties: sales; Title: CFP/shareholder; Time spent: 50%. 2. Liberty Asset Management; Allentown, PA; investment related; Services and duties: adviser, trading; Title: Wealth Adviser; Time spend: 80%. 4. May Holding LLC, New Tripoli, PA; non-investment related; service and duties: rental properties; title: property owner; time spent: 5%.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Stephen Mayo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

October 17, 2008 - Present

LIBERTY ASSET MANAGEMENT

Office #1: 3570 Hamilton Blvd. Suite 301, Allentown, PA 18103

RIA

CRD#: 142094

Allentown, PA

Current

December 20, 2001 - Present

APW CAPITAL, INC.

Office #1: 3570 Hamilton Boulevard, Suite 301, Allentown, PA 18103

CRD#: 43814

Allentown, PA

Past

December 20, 2001 - August 4, 2004

APW CAPITAL, INC.

RIA

CRD#: 43814

ALLENTOWN, PA

Past

January 2, 2001 - January 18, 2005

GM FINANCIAL GROUP

RIA

CRD#: 123220

ALLENTOWN, PA

Past

May 13, 1992 - December 21, 2001

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

February 11, 1982 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

February 11, 1982 - April 11, 1992

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 11, 1982 - April 11, 1992

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIBERTY ASSET MANAGEMENT

LIBERTY ASSET MANAGEMENT | LIBERTY ASSET MANAGEMENT, LLC

CRD#: 142094 / SEC#: 801-132496

RIA

Registered Investment Advisory firm - (7/15/2025 Approved)

Louisiana

Registered Investment Advisory firm - (8/15/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/18/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/15/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(12/20/2001)

Illinois
(3/25/2002)

Maine
(12/11/2014)

Maryland
(11/16/2018)

New Jersey
(12/20/2001)

New York
(12/20/2001)

North Carolina
(9/12/2008)

Pennsylvania
(12/20/2001)

IAR

Pennsylvania
(10/17/2008)

Tennessee
(2/7/2023)

Wyoming
(1/15/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/7/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/1986

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 9/22/1983

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 1/7/1982

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LIBERTY ASSET MANAGEMENT

LIBERTY ASSET MANAGEMENT | LIBERTY ASSET MANAGEMENT, LLC

CRD#: 142094 / SEC#: 801-132496

RIA

Registered Investment Advisory firm - (7/15/2025 Approved)

Louisiana

Registered Investment Advisory firm - (8/15/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/18/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/15/2025 Terminated)

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Contact information

Main Address

3570 Hamilton Blvd. Suite 301, Allentown, PA 18103

Mailing Address

Phone number

(610) 398-7333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LIBERTY ASSET MANAGEMENT (8/15/2025)

Regulatory assets under management

Total Number of Accounts	539
AUM (Assets Under Management)	$ 106,177,228

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gary S. Mayo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Stephen Mayo's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

APW CAPITAL, INC.

GM FINANCIAL GROUP

OSAIC FS, INC.

AMERICAN EXPRESS FINANCIAL CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

LIBERTY ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 1/7/1982

SIE

Date: 10/1/2018

Series 7

Date: 10/18/1986

Series 22

Date: 9/22/1983

Series 6

Date: 1/7/1982

FINRA

Current Firm

LIBERTY ASSET MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIBERTY ASSET MANAGEMENT

TRUST BUT VERIFY

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